In the Aftermath of Unz
Socorro Herrera and Kevin G. Murry
Kansas State University
Abstract
Recent initiatives such as Proposition
227, the Unz Initiative, demonstrate the implications of referenda and
other sociocultural and sociopolitical threats to the appropriate education
of culturally and linguistically diverse students. Such initiatives
often capitalize upon the politicization of the ESL/bilingual education
environment in order to threaten quality programming and equitable education
for all students. These trends call for a greater emphasis in the professional
development and practice of educators toward capacity building for student,
family, and program advocacy. This article explores the potential contribution
of current educational and related literature in the development of
an initial framework for such advocacy.
Sections
of the Article
Introduction
In this article, we describe the power
of referenda and other political agendas in the sociocultural community
of the school system to impact and, in some cases, dictate educational
policy, school administration, and daily instruction in the public school
classroom. Recent trends in such political interventions strongly suggest
the need for student, family, and program advocacy among teachers and
their administrators, especially among educators who serve the needs
of culturally and linguistically diverse (CLD) students. This article
explores the potential contribution of current educational and related
literature to a framework for strengthening such advocacy.
Rationale
Just two years before the turn of the century, Proposition
227, the so-called "English for the Children," or "Unz
Initiative," was passed by California voters. Within one month
of the passage, plaintiffs in Valeria v. Pete Wilson had already
challenged the constitutionality of the initiative. The suit argued
that Proposition 227, legislation which the National Association of
Bilingual Education [NABE] has characterized as the most "extreme,
irresponsible, and hazardous" in California's history (NABE News,
1998), violates the Equal Opportunity Act of 1974, Title VI of the
Civil Rights Act of 1964, and the Equal Protection Clause of the Fourteenth
Amendment to the U.S. Constitution. Since the restrictions on language
education imposed by Proposition 227 will affect more than 1.4 million
children and their families in the state, which hosts half of both
country's immigrants and programs in bilingual education, its viability
is considered a test case for the nation.
Proposition 227 is viewed by many as "evidence
of anti-immigration attitudes, language-based discrimination, and
racial/ethnic conflict" (Attinasi, 1998, p. 263). Prior to the
referendum, popular media consistently reported that over 80% of Latinos
(the ethnic group most impacted by Proposition 227) favored the measure,
despite the subsequent exit-poll finding that over 63% of Latinos
actually voted against the Proposition (Pyle, 1998). Among vocal sponsors
of Proposition 227, the Unz Initiative, were Jaime Escalante,
the legendary math teacher of Stand and Deliver fame, Gloria
Matta Tuchman, a former first-grade teacher and candidate for State
Superintendent of Public Instruction, and of course, Ron Unz. Unz,
a thirty-something millionaire computer scientist, and was once referred
to California Governor Pete Wilson as too moderate (NABE News,
1998). Wilson was the progenitor of Propositions 187 (which denied
public services to undocumented persons) and 209 (which ended Affirmative
Action to promote equity among cultural groups).
At least three controversies are at the heart of
public debate in the aftermath of Proposition 227. Briefly, each of
these controversies is summarized in a point/counterpoint format in
the following sections.
English is an Endangered
Language versus a CLD Student's Right to an Appropriate
Education
Point
One of the most volatile aspects of the Unz campaign
was the recurrent argument that English is an endangered language
necessitating public initiatives which provide for its legal protection.
In the aftermath of Proposition 227, similar arguments have been
the focus of campaigns in Arizona, Massachusetts, and Colorado (Attinasi,
1998).
Counterpoint
In reality, English is spoken well or very well by
97% of U.S. natives and by 94% of the 32 million speakers of other
languages in the United States (Wiley, 1996). Moreover, English has
displaced French as the language of commerce, international science,
and diplomacy and, after Chinese (Putong-hua), is the second most
spoken language in the world (Attinasi, 1998).
Additionally, a significant body of analyses germane
to the language issue in schools (for example, Landry, 1983) argues
that a history of legal precedents, beginning with Meyer v. Nebraska,
and typified in Lau v. Nichols, have established a CLD student's
language rights as civil rights. In Meyer v. Nebraska, officials'
authority to prohibit instruction in students' native languages other
than English (in this particular case, German) was denied by the court.
Similarly, Baca and Cervantes (1998) convincingly argue that the ruling
of the U.S. Supreme Court in Lau v. Nichols was the foundation
through which subsequent legislation (such as the Bilingual Education
Act) and court precedent (for example, Serna v. Portales) established
that students' language rights were also civil rights. In Lau v.
Nichols, the Supreme Court wrote:
There is no equality of treatment merely by providing
students with the same facilities, textbooks, teachers, and curriculum;
for students who do not understand English are effectively foreclosed
from any meaningful education. Basic English skills are at the very
core of what these public schools teach. Imposition of a requirement
that, before a child can effectively participate in the educational
program he must have already acquired those basic skills is to make
a mockery of public education. We know that those who do not understand
English are certain to find their classroom experiences wholly incomprehensible
and in no way meaningful. (Lau v. Nichols, 414. U.S. 563, 1974)
Baca, Cervantes, and others further assert that the
language rights of CLD students extend to and include the right to
bilingual education (see Aspira of New York, Inc. v. Board of Education
of the City of New York for legal precedent) where school/district
demographics and dynamics indicate its applicability (Baca & Cervantes,
1998; Crawford, 1998).
Bilingual Education versus
Structured English Immersion
Point
Clause (d) of Article 1 of the Unz Initiative maintains
that bilingual education and similar programs have failed CLD students,
as evidenced by high dropout rates and low English fluency among immigrant
students. In addition, Clause (d) of Article 1 argues that "young
immigrant children can easily acquire full fluency in a new language,
such as English if they are heavily exposed to that language in the
classroom at an early age" (in NABE News, 1998, p. 12). In fact,
the wording of Proposition 227 favors the immediate placement of CLD
students in a mainstream classroom for 30 days, during which "diagnosis"
occurs. Subsequently, the CLD student may be placed in a structured
English immersion class for a maximum of one year [180 days by statute],
after which the child, whether fluent in English or not, must enter
a mainstream classroom.
Counterpoint
Since more than 70% of all LEP students in California
at the time the Unz Proclamation was released were not served
by bilingual education programs (Attinasi, 1998), it is difficult
to reconcile the argument of Clause (d), Article 1, that such programs
were the cause of high dropout rates and low fluency among immigrant
children. Equally problematic is the argument that CLD children can,
in a matter of months or in one year, easily acquire a second
language in an immersion setting. One major contradiction of this
argument is the comprehensive research of Ramirez (1992), which found
that only 4% of students placed in structured English immersion programs
were mainstreamed within one year of that placement.
A second contradiction is provided by the recent research of Thomas
and Collier which is an ongoing, multidimensional study of 42,000
CLD students in five geographically distinct school systems, longitudinally
analyzed over the past 12 years of data collection (Collier, 1996;
Thomas & Collier, 1998). Additionally, Thomas and Collier (1998)
acquired and re-analyzed portions of the Ramirez (1992) data set to
compare that data to their findings. Thomas and Collier found that
students who were placed in classes in which they did not receive
the benefit of native-language-supported instruction (of the type
they would receive in a bilingual education program) required 5 to
10 years to reach the 50th Percentile on L2 [immersion language] standardized
tests.
Local Control and Professional
Volition versus State-Mandated, English Only Education
Point
Article 3 of Proposition 227 states that "all
children in California public schools shall be taught English by being
taught in English" and through "English immersion during
a temporary transition period" [180 days] (NABE News,
1998, p. 12). According to the wording of Proposition 227, waivers
for exemption from the statute are available only if children already
know English, are at least 10 years old, or have special needs (note:
neither the rationale for the age distinction, nor an explanation
of what is meant by special needs are specified by the statute). Additionally,
according to Article 5, parents can sue educators who do not implement
the statute. Teachers or school administrators may be held personally
liable for fees and damages for willfully failing to implement the
statute.
Counterpoint
In a recent analysis of Unz (NABE News, 1998),
NABE has argued that articles 3 and 5 of the Unz Initiative not only
violate the principle of local control but establish a dangerous precedent
wherein, "for the first time in the United States, the initiative
process would be used to determine the curriculum of public schoolsintroducing
politics into a job which is best left to professional educators and
local officials" (NABE News, 1998, p. 9). NABE goes on
to argue that these articles threaten to exacerbate a growing crises
in teacher recruitment by: (a) thrusting over 1.4 million CLD students
upon mainstream classroom teachers who are ill-prepared to address
their language learning needs, (b) frustrating language-transition
teachers trained to meet CLD student needs through native-language-supported
transitions to English, and (c) threatening teachers with lawsuits
and unprecedented personal liability for speaking a language other
than English or providing any form of native language support to CLD
students. On the face of it, the last of these would seem to stand
in direct contradiction of the Court's ruling in Meyer v. Nebraska.
The potential impact of the Unz Initiative and Proposition
227 on English as a Second Language [ESL] education could be no less
profound than the detrimental repercussions it may have on 25 years
of efforts to establish quality bilingual education programs in the
50 states. Although this may seem paradoxical, the situation arises
from the fundamental difference between a CLD student's proficiency
in Basic Interpersonal Communications Skills [BICS] and her/his proficiency
in Cognitive Academic Language Proficiency [CALP] (Cummins, 1981).
BICS is social or playground language, necessary for verbal
communication. CALP is the proficiency in a language required to successfully
negotiate academic tasks and achievement in content-area classrooms.
Often, a student's ability to communicate in a second language (i.e.,
English) in peer interactions (i.e., playground activities) is commonly
assumed to signify readiness for content learning in the second language.
However, the proficiency in a second language required
for content-area performance necessarily involves considerable CALP
development in the second language. Among CLD students in public schools,
students' levels of CALP development in the second language are often
not yet sufficient to enable academic achievement in the content areas.
Moreover, language research has consistently demonstrated that a student's
ability to achieve CALP in a second language is inexorably linked
to the student's level of CALP proficiency and ongoing CALP development
in the first language (Collier, 1996; Ramirez, 1992; Thomas &
Collier, 1998).
Therefore, the need to support the CLD student in
his/her ongoing CALP development in the native language is fundamental
to any form of successful language transition education, bilingual
or ESL education not excluded. Accordingly, quality programs in ESL
education are built on a foundation of whatever native language support
can be provided the CLD student in the methods of instructional delivery
and the forms of alternative assessment utilized (Murry & Herrera,
1998). The greater the level of native-language-supported instruction
provided in the ESL program, the higher the academic success rate
of students in that program.
The passage and aftermath of the Unz Initiative in
California vividly illustrate the power of referenda, politics, and
sociocultural dynamics in the community of the school system to impact
and, indeed, dictate educational policy, school administration, and
daily instruction in the public school classroom. Necessarily, the
implications of Unz are manifold, many of which have already been
discussed and explored in various and subsequent analyses of the meaning
of Unz for culturally and linguistically diverse [CLD] students, their
educators, and the field of education (see Attinasi, 1998; Crawford,
1997). Nonetheless, at least two recurrent implications of the Unz
Initiative seem noteworthy.
First, no one educational group is more or less responsible
for the passage of Unz and the impact it may have on the equitable
education of CLD students. Each of us, from colleges of education,
to teacher educators, superintendents, administrators, and teachers,
is equally culpable in our growing failure to accomplish what Hargreaves
and Fullan (1998) have referred to as "capturing the public imagination"
about the promise of education amidst increasing classroom and community
diversity. For them, this persuasion of parents, community members,
and the public at large, is central to democratic support of best
practices for all students. That is, teachers and other educators
must:
. . . show practically and concretely how difficult
and important teaching is today, how different it is from the teaching
that the public remembers from their own school days, how and why
teaching needs to improve even further, and what kind of support teachers
will need to secure that improvement. (Hargreaves & Fullan, 1998,
p. 89)
One way to achieve this new persuasion is a greater
focus on relationshipsbetween teachers and students, schools
and parents, and systems and the publics that they serve. As difficult
as the prospect may seem, such a focus also implies:
. . . a willingness to better understand the perspective
of those who do not understand our work, a commitment to working with
people we once mistrusted or feared, and a vision of improving and
adjusting these relationships as we move forward in recapturing public
imagination about what can be accomplished in education. (Hargreaves
& Fullan, 1998)
A second implication of the Unz Initiative is the
realization that Proposition 227 is but one example of increasingly
formidable sociocultural and sociopolitical threats to best practices
for CLD students. Furthermore, as the Unz Initiative has demonstrated,
many of these threats remain potent despite the fact that they are
grounded in premises which fly in the face of theory and research
about best practices (Attinasi, 1998; Crawford, 1997).
Nevertheless, as Crawford (1997) has observed, the
tendency among educators is to perceive threats to best practice,
such as the Unz Initiative, as primarily partisan, political, and
out-of-school phenomena. For educators and educational leaders, such
phenomena are often considered beyond the scope of pedagogical, in-school
solutions to problems of the sort to which education professionals
are accustomed. Yet, as critical theorists have repeatedly argued,
education, pedagogy, and the practices of teaching are inherently
political (Ladson-Billings, 1998; McLaren, 1994; Torres, 1998). Ladson-Billings
(1998), for example, has argued that the educator's recognition of
her/his profession as inherently political is the first step toward
what she refers to as "culturally relevant" professionalism
in educational practice. Similarly, Hargreaves and Fullan (1998) have
written:
Power and politics are inescapable realities of school
life. People neglect these realities at their peril . . . Many teachers
want little to do with educational politics. Like people generally,
they see politics as the domain of those who are cynical, self-seeking,
opportunistic, and manipulative . . . Although widely held, this view
shows only one face of it
Mobilized properly, politics can
be used to support and advance student learning, instead of being
a distraction from it. (p. 44)
To the extent that politics is an inescapable reality
of educational practice, it has been variously demonstrated that sociopolitical
dynamics are pandemic to such practice in the areas of bilingual and
ESL education (Crawford, 1997; Diaz-Rico & Weed, 1995; Ovando
& Collier, 1998).
Ovando and Collier (1998) have observed that this
politicization of bilingual /ESL practice is a two-way street as those
who value multilingualism and multiculturalism attract support, through
the groups they serve, while those who favor assimilation to one sociocultural
ideology press an agenda that goes well beyond the confines of the
classroom. Similarly, Diaz-Rico and Weed (1995) argue that the hyperpoltical
contexts of bilingual/ESL education influence not only the acceptance
of CLD students in schools, but also the quality of needs-appropriate
programming they receive, the materials and resources available for
their instruction, and the class sizes in which they receive instruction.
For Crawford (1997) the politicization of language/cultural
issues and language-teaching practices are but a manifestation of
a more generalized, Neoconservative backlash against ethnic diversity,
the scope of which reaches well beyond the Unz Initiative and the
future of bilingual education in California. His examination of ongoing
sociopolitical and sociocultural threats to best practices in education
account for not just Unz, but the bilingual education debate in light
of other longstanding and ongoing examples of anti-immigrant fervor
in the 1990s. Examples of this fervor include, but are not limited
to, the English-Only Movement (and H.R. 123 in the U.S. Congress),
Proposition 187 in 1994 (anti-immigration), and Proposition 209 in
1996 (anti-affirmative action). Crawford (1997) has written:
The English-only debate has been largely a symbolic
one, a conflict over the impact of immigration and demographic diversity.
The magnitude of public spending to accommodate non-English speakersusually
quite smallis rarely at issue. Rather, it is the idea of such
expenditures that strikes English-only opponents as `un-American.'
Immigrants should be grateful to be here, the reasoning goes. They
should show their respect for this country by adapting to our ways,
rather than demanding that we adapt to theirs. . . . In sum, the English-only
movement is a classic case of status anxieties expressed through the
politics of language. (p. 10)
For Crawford, the politicization of language and
language-based educational arenas (i.e., bilingual and ESL education)
demonstrates the danger of treating seemingly pedagogical concerns
as manageable through professionalism, when, in reality, the issues
are ideological and steeped in sociocultural and sociopolitical influences.
Furthermore, it is the power of these often ideological influences
which makes possible the effectiveness of political initiatives, such
as Unz, despite the fact that the initiatives and the debates which
surround them are often grounded in misinformation and the misinterpretation
of policies and practices which they seek to abolish.
In summary, the implications of the Unz Initiative
define the parameters of the sort of advocacy for best practices and
policies, which will be necessary in the new century, if the rights
of CLD students to an equitable education are to be protected. On
the one hand, these implications recommend movement from defensiveness
toward recapturing the public imagination about the possibilities
of equitable education for all students. On the other hand,
these implications argue the case for a more effective balance between
professionalism in deciding/defending best practice and advocacy/activism
in rebuilding the relationships between the school and its constituents,
which will be necessary to more effectively enter the policy debate
over educational issues and practices in the new century.
Nonetheless, the educational literature offers little
on the topic of advocacy, from which to begin addressing the implications
of Unz for professional practice. Noticeably absent are models or
frameworks for advocacy which are particular to the highly politicized
arena of ESL/bilingual practice. A review of the advocacy literature
applicable to educational issues, as well as a review of the generalist
educational literature, does, however, suggest some notable trends
and possibilities for the development of an advocacy framework applicable
to ESL/bilingual professional practice. For example, if we treat an
advocate as one who defends, pleads, or maintains the cause of another,
a proposal, or a program, then Knitzer's (1976) six principles of
advocacy for children, although not particular to bilingual/ESL
education, seem reasonable and consistent with that conceptualization:
1. Advocacy assumes that people have, or ought to have basic rights.
2. Advocacy assumes these rights are enforceable according to statutory,
administrative/professional, or judicial guidelines/procedures.
3. Advocacy is focused on institutional failures that produce or
aggravate individual problems.
4. Advocacy is inherently political.
5. Advocacy is most effective when it is focused on specific issues.
6. Advocacy differs from the provision for direct services.
Knitzer's principles highlight the multifaceted,
sociopolitical nature of advocacy for children. At the same time,
these principles suggest a more cross-disciplinary perspective on
advocacy.
More recent analyses have explored the potential
role of teachers in instructional leadership for CLD students. Diaz-Rico
and Weed (1995) have described the potential role of classroom teachers,
especially ESL and bilingual education teachers, in beginning the
advocacy process for CLD students at the level of instructional policy
in the classroom. Through these analyses they have also explored ways
in which these teachers may effectively advocate for best practices
at the community, state, and national levels.
Similar analyses in the area of teacher preparation
have focused on the longitudinal efforts of the QUEST/PDS Teacher
Leadership Consortium (Forster, 1997) to develop a Model of Teacher
Leadership. This model, although not an explicit framework for
advocacy, focuses on five key areas where pre- and in- service teachers
may demonstrate the greatest development and expertise toward leadership.
Among these five areas of professional focus is a student/child advocacy
component, which also emphasizes students with diverse needs and abilities.
When combined with other more focused studies on the potential role
of teachers as instructional leaders (Ogawa & Bossert, 1995) these
two analyses (Diaz-Rico & Weed, 1995; Forster, 1997) suggest that
teachers are in perhaps the best position to serve as leaders in advocacy
efforts for CLD students. In their potential roles as instructional
leaders, teachers are in a powerful position to establish and defend
best practices for CLD students. As caring, empathetic educators who
interact with students, parents, and families on a regular basis,
teachers are in a unique position to re-establish effectual and politically
potent relationships with parents, community members, and the various
publics which may impact school governance and policy-making.
Exploring A Substantive
Framework for Advocacy
Although this and similar literature in education
and related disciplines do not provide explicit models for advocacy,
in general, this literature suggests at least three promising components
of an advocacy framework applicable to CLD children and ESL/bilingual
education. These three componentscurrency, defensibility, and
futurityeach reflect differing responsibilities to, and possibilities
for, advocacy in educational practice with CLD students.
Currency
Currency as a component of an advocacy framework
suggests concern with the extent to which educators are aware of potential
threats to appropriate services for CLD students and families, theory-
and research-driven programming for these clients, and/or funding
for program services and materials. Necessarily, an educator's capacity
for such awareness will be influenced by the extent to which he/she
is current regarding trends and developments in the sociocultural
and sociopolitical environments of the school (local, state, national,
and professional) which may impact students, families, or programming
at the site level.
The notion of currency as a key component of an advocacy
framework is not unlike what Lardie's (1989) analysis of effective
advocacy has been discussed as the concept of "issue identification."
For Lardie, leadership and commitment to collegial awareness raising
and clarification of mutual understandings of key issues, which may
impact the organization, are essential to effective advocacy. Lardie
has written:
Although people who have the same concerns believe
that they all see things in the same way, that is seldom the case.
Further, the life experiences of potential advocates bring varying
degrees of understanding of the political and institutional arrangements
in their community. (1989, p. 48)
Lardie's comments point to variance in perspective,
beliefs, and attitudes which both the public and advocates of an issue
bring to advocacy interactions. His observations suggest the need
for potential advocates to enhance their understanding of these perspectives
and attitudes as a foundation for effectiveness in proposing, promoting,
or defending a particular cause or issue.
Similarly, Routman (1996) in her analysis of recent
external influences on literacy teaching has concluded that misinformation,
media hype, parent alienation, and reporting bias have each contributed
to a distorted public perception of teaching practices and administrative
policies. Her recommendation that teachers enter the public debate
highlights the importance of teachers' leadership in currency on issues,
trends, and threats to students, families, and programs. For her,
teachers as instructional leaders are in a unique position (through
currency) to clarify issues for the school's publicfrom parents,
to the community, the media, and to local/state/federal government
representatives.
Additionally, Hargreaves and Fullan (1998), in their
book What's Worth Fighting for Out There, recommend that the
first step to deciding what and how to advocate is to determine "what's
out there." For these authors, this determination necessarily
involves at least two critical assessments; what are the potential
problems which often loom just over the horizon and what are the challenges
for students, families, and or programs? Hargreaves and Fullan have
written:
The environment around schools is not only more complex
and volatile. It is also increasingly part and parcel of our everyday
existence. What's `out there' is now `in here,' and this calls for
radically different strategies and conditions for learning, improving,
and simply surviving in schools today. (1998, p. 4)
"What's out there" for these authors are
external, beyond-school threats to appropriate education which teachers,
in the isolation of their classrooms and schools, can no longer afford
to ignore. Instead, teachers as leaders actively participate in the
sorts of structures, planning, and strategies which allow them to
individually and collectively monitor the school's external environment.
In particular, this monitoring targets currency on the issues and
trends which may pose a threat to students and families whose needs
are addressed by the school and/or programs which seek to address
those needs.
Hargreaves and Fullan have also identified 10 macrosocial
problems and challenges that pose a threat to the professional and
culturally sensitive practice of all educators. Among the global sorts
of problems, which Hargreaves and Fullan have found are critical to
a teacher's understanding of potential threats to appropriate and
professional practice, at least three are applicable to Bilingual/ESL
education settings:
Schools cannot shut their gates and leave the
outside world on the doorstep. Radically changing global and local
demographics, coupled with low teacher recruitment from minority ethnic
groups continue to foster classroom settings where teachers are educating
what Delpit (1995) has referred to as "other people's children,"
whose backgrounds they often do not understand and whose learning
needs are unfamiliar. The capacity of teachers to cope with these
trends and unfamiliarities will be a function of their ability to
connect with what's out there, beyond the doorstep of the school.
More diversity demands greater flexibility.
Radically changing student diversity demands more than business as
usual. A few more cross-cultural dinners in the school cafeteria
or a single, isolated ESL pullout room with students from four different
grade levels will not adequately address the complexities of increasing
cultural and linguistic diversity in our schools. The increasing heterogeneity
of today's classrooms reflects cultural, linguistic, cross-generational,
inclusion, immigration, and interethnic diversity. Accommodating this
complex of diversity will demand a fundamental rethinking of the purposes,
curriculum, goals, instruction, and intended outcomes of teaching.
Subsequently, this is not only a formidable, but also an inescapable
challenge for which teachers have generally been unprepared in either
their baccalaureate or postgraduate education.
The pressures of today's complex environments
are relentless and contradictory. Schools are increasingly the
focus of public scrutiny and criticism and may, without appropriate
monitoring of their sociopolitical context, become the special victims
of complex, rapidly changing environments. Among the reasons for this
circumstance are: (a) the heightened speed of decision making facilitated
by instant access to information has reduced the ability of schools
to foresee and control events; (b) the rapidity with which knowledge
about classroom learning and effective practices is changing means
that many of the truths of today are the half-truths of tomorrow;
(c) increasing and multifaceted levels of student and community diversity
are throwing traditional educational purposes and goals into question
as reflected by trends in alternative, charter, and choice schools;
and (d) public philosophies about what direction schools should take
are often contradictory (critical thinking versus an emphasis on traditional
values, and whole language versus phonics) and reductionistic at the
same time they are ceded and unresolved by policy makers, leaving
teachers to deal with the consequences.
Defensibility
Defensibility as a component of an advocacy framework
reflects the extent to which educators are capable of self-examination
and self-reflection on practice, collegial articulation of research
and theory based rationales behind that practice, and the reflective
development of a personal platform for best practice. That is, if
professionals are to defend their perspectives on the needs of students
and families, as well as appropriate programs to address those needs,
then those perspectives and the programs which flow from them must
prove the product of reflective thinking, research and theory-based
rationales, and a well documented plan of action.
The idea that self-examination and reflection are
critical to the capacity for advocacy is not new in the literature
of education. The reflective practice literature, recently revisited
as a basis for new conceptualizations of educators' appropriate professional
development (Blasé & Kirby, 2000; Osterman & Kottkamp,
1993), is but one example. Among other assertions, this literature
argues that regularities in behavior, the product of years of socialization
and acculturation, are formidable barriers to our capacities for both
currency and appropriate professional practice. Osterman and Kottkamp
have written:
Despite a stock of new knowledge and our best intentions
and beliefs, we tend to resist change and behave in very predictable
ways . . . The ideas underpinning reflective practice provide a relatively
simple rationale for this resistance to change. Behavior is habitual.
Further, unless we pay very close attention to our behavior, it is
unlikely we'll be able to change it. (1993, p. 6)
These observations highlight the authors' convictions
that the decisions we make, the actions we take, and our performance
in professional practice is governed by personal action theories.
That is, the assumptions we hold about the nature of events, phenomena,
and people are reflected in our behaviors. Reflection, then, is a
matter of surfacing those assumptions (assumptions which may render
our professional practice vulnerable to scrutiny, critique, and oversight)
and testing their validity.
Espoused, personal action theories define what we
say we think and believe. They operate at the conscious level and
they are changed relatively easily in response to new information
or ideas. While we may believe that these espoused theories guide
our actions, this is often not the case. Theories in use, on the other
hand, are so deeply ingrained in our consciousness that we can seldom
articulate them. These theories are indicative of the often unchecked/unreflective
assumptions and beliefs that guide our behavior. Unlike espoused theories,
these theories in use are formulated over years of socialization and
acculturation and are, therefore, neither easily recognized, nor easily
changed.
Situations in daily practice where discrepancies
exist between these two action theories are often prevalent. In these
situations, deeply ingrained theory in use prevents the new intentions
or information of espoused theory from guiding our professional actions
in practice. Self-examination and reflection are central to addressing
the discrepancy, which often exists between these two action theories.
Informed empathy represents both an advocacy capacity and a useful
example of these discrepancies which caring teachers are often able
to address through self-examination and self-reflection. Ladson-Billings
(1998) has argued that culturally relevant pedagogy for increasing
student diversity in today's classrooms must involve more than multicultural
awareness raising, more than an espoused, surface-level understanding
of the differential needs of CLD students. Instead, teachers as leaders
for advocacy must demonstrate the theory-in-use capacity to
feel with rather than feel for these students if they
are to understand the students' needs and the appropriate role of
families in their successful education. To achieve this capacity,
this informed empathy, Ladson-Billings argues that teachers as leaders
are willing to engage in self-examination and reflection on long-standing
assumptions about culture, ethnicity, language, child-rearing practices,
and poverty.
Teachers as school leaders for advocacy also engage
in the reading, professional development, and collegiality necessary
to articulate appropriate rationales for their professional practice.
Defensible practice is grounded in research and theory based rationales,
which are conveyed to a variety of publics, including: parents, colleagues,
administrators, community members, and critics. At the same time,
Crawford (1997) has cautioned that educators must be able to explain
this grounding of defensibility in ways that are both credible and
cognizant of the political context of understanding.
In a recent treatment of this idea of defensibility
entitled, Take Charge of Your Own Professional Development and
Learning, Routman (1996) maintains that effective teachers reconceptualize
themselves as both readers who inform their teaching, and as writers
who bring a different voice, a unique perspective, to the educational
debate. Routman writes:
Teachers tell me they can't find time to read. I say
they must. I could not put my trust in a doctor or a lawyer who didn't
keep current with research and practices. It should be no different
for us as teachers . . . Furthermore, dealing with the politics of
education requires us to be as thoughtful, professional, well read,
and educated as possible. Make time to thinkthinking is difficult.
It requires concentration and discipline. Give it the time it deserves.
(1996, pp. 172-173)
Routman's comments point to the importance of living
and modeling lifelong learning as a habit of professionalism. Teachers
as instructional leaders, therefore, not only read and write for professional
growth, but also as capacity building for defensibility of practice.
Necessarily, this involves critical thinking and reflection on what
is read and written and the implications of it for appropriate, professional
practice.
Routman goes one step further, however, to argue
that teachers' articulation of what they have read, what they have
learned, and what they have written, should be collegial and collaboratively
shared in order to foster a community of lifelong learners and informed
advocates for student rights. This line of argument is quite consistent
with the idea of defensibility as an essential component of effective
advocacy in highly political practice environments (Diaz-Rico &
Weed, 1995). When teachers are encouraged in a community of their
peers to articulate what they are learning and the implications of
that learning for professional practice, they are often prompted toward
new connections between theory/research and improved instructional
practice. They are sometimes persuaded to consider new connections
and new synergies as colleagues. They may be convinced toward new
discoveries about their capacity to rationalize their practices in
interactions with parents, administrators, board members, and the
media.
Similarly, Hargreaves and Fullan (1998), in a chapter
entitled, Going Deeper, argue that teachers' efforts in deciding
"what's worth fighting for out there" must go deeper
than currency on potential threats to appropriate practice. They argue
that it is impossible for teachers to accomplish either the "deep
purposes of student learning" or advocacy for appropriate practices
unless teachers are themselves continuous learners and active collaborators.
These authors have written:
In complex, rapidly changing times, if you don't get
better as a teacher over time, you don't merely stay the same. You
get worse . . . Professional learning and collegiality can therefore
no longer be an optional luxury for course-going individuals, or a
set of add-on workshops to implement government priorities. Professional
learning must be made integral to the task of teaching as a basic
professional obligation of teachers themselves. Only then will teachers
be able to deal effectively with the numerous new challenges they
face. (Hargreaves and Fullan, 1998, p. 48)
The comments of these authors implicate the role
of professional learning in both best practices among teachers and
in teachers' preparedness for a viable defense against challenges
to their practice. For these authors, a new kind of accountability
should be the norm for educators, from teachers, to administrators,
to teacher educators. This sort of accountability makes it incumbent
on those who wish to defend or change an educational practice or policy
to defend their actions or proposals in light of appropriate impacts
on either teaching as a practice or learners as the appropriate focus
of education.
One of the best preparations for defensibility of
practice is the teacher's development of best practice platform. Osterman
and Kottkamp (1993) have defined a platform as, "a written statement
that expresses one's stated beliefs, values, orientations, goals,
and occasionally, the assumptions that guide professional practice"
(p. 67). The potential for advocacy actions is further enhanced when
teachers take the process of platform development and articulation
one step further by documenting these best practices in a professional
portfolio. Such a portfolio documents best practice decisions, actions,
and rationales through artifacts from practice, which are rationalized
through captions, framing statements, and a theme for professional
practice. Shulman (1998) has defined a portfolio as, "the structured
documentary history of a set of coached or mentored accomplishments
substantiated by samples of student work and fully realized only through
reflective writing, deliberation, and serious conversation" (p.
37).
Recent research by Teitel, Rocci, & Coogan (1998)
indicates that portfolio development accomplishes a number of useful
purposes, many of which are directly applicable to advocacy. First
and foremost, an appropriately developed, professional portfolio is
a powerful advocacy tool for use with the various publics of the school's
community. It can be effectively utilized with parents, media, and
community members as: (a) an illustrative, documentary, rationalization
of best practices, and (b) as a tool for clarifying the rationales
behind programming decisions, instructional approaches, or assessment
practices which might otherwise be misinterpreted or misconstrued
as inappropriate for the students of a particular community.
Additionally, the ongoing processes of platform development
and portfolio refinement can be employed to motivate collegiality
and collaboration among educators in the school or as a focus for
school-wide reform targeted to enhance the appropriateness of practices
for the school's student population. Lastly, portfolios offer the
capacity to serve as alternatives to traditional evaluation processes
in environments of professional practice where cultural and linguistic
diversity demand alternative background experiences and instructional
practices (Delpit, 1995; Ladson-Billings, 1998). As such, portfolios
are capable of illustrating multiple knowledge bases, multifaceted
perspectives, theory-into-practice applications, and self-directed
monitoring and evaluation.
Futurity
Futurity as a component of an advocacy framework
reflects the extent to which educators demonstrate the capacity to
step outside of their more traditional roles in practice. In action
for advocacy, educators engage in futurity in order to better serve
student/family needs, and to insure the long-term viability of appropriate
efforts to deliver needs-appropriate, culturally-relevant, and student-centered
practices and programs within the school. Essentially, futurity may
be thought of as the extra-pedagogical action component of advocacy.
Despite the egg-carton-structured, professionally isolated nature
of many schools, it is teachers who are willing to step outside of
their traditional roles to move toward purposive activism for student/family
rights and the appropriateness/viability of quality programs, who
apprehend the concept of teacher leadership. This notion of teacher
leadership redefines the teacher's role in the learning community
as one which influences and engages people to take individual and
collaborative actions to prompt appropriate change and improvements
in professional practice (Diaz-Rico & Weed, 1995). Forster (1997)
argues that this new teacher leadership is not simply a right but
a responsibility of all teachers as professionals. Forster has written:
Our energies must first be redirected toward redefining
teacher leadership as a fundamental principle and function of teaching
and as an outward demonstration of teachers' moral commitment to their
students, their school, and their profession. Instilling and supporting
this commitment in our teaching workforce then becomes the real challenge
for teacher education institutions, schools, and the profession. (1997,
p. 86)
This moral commitment of which Forster speaks encompasses
her belief, and that of the QUEST/PDS Consortium, that student advocacy
must be a critical component of any framework for teacher preparation,
school-based planning, or teachers' ongoing professional development.
For Hargreaves and Fullan (1998), building the capacity for futurity
and teacher leadership is a process of going wider in order to reach
and influence the various publics and communities which impact the
success of the school. Five key forces that should be addressed by
such futurity are, according to Hargreaves and Fullan: parents and
community, government policy, technology, business, and the changing
profession of teaching. If one takes a second look at the Unz initiative,
it is easy to see how each of these forces was a major factor (either
through action or inaction) in the highly political dynamics, which
led to the passage of Proposition 227. Echoing this concern, Hargreaves
and Fullan have written:
In all these areas, our major compelling message is
that, paradoxically, the best way to deal with what's `out there'
is to move towards the danger. Fight is better than flight; engagement
more effective than avoidance. Moving towards external `dangers' with
purpose, passion, and the power of collaboration and alliances is
the essence of what's worth fighting for out there. (1998, p. 67)
For these authors, teachers as leaders may be most
successful when they are willing to initiate educationally defensible
partnerships with those outside the school, especially members of
the profession, parents, the community, and the media. Such advocacy-driven
partnerships require a clear moral purpose, demonstrate educationally
defensible goals before self-interest, and are actively committed
to social justice.
At least two of the key external forces which Hargreaves
and Fullan discuss are of particular interest to bilingual/ESL educators.
First, these authors have characterized the parent/community and teacher/school
relationship as the one in greatest disrepair and in need of social
reconstruction. In this opinion, parents and community members are
seen as crucial and untapped resources who have assets and expertise,
which are essential to the mobilization of all available resources
in the appropriate education of diverse student populations. Among
the futurity recommendations which Hargreaves and Fullan offer for
repairing this relationship are: home visits; enhanced, two-way communication
between parents and teachers; home tutoring assistance; involving
parents as school leaders and decision makers; and coordinating with
community agencies to identify needed and extrapedagogical services.
Second, these authors argue that perhaps the most
profound impact of teachers' futurity efforts could be achieved through
an intentional targeting of the policies and practices of their own
profession. For them, teaching is a profession which has not come
of age. Reform is needed in recruitment, teacher preparation, induction,
ongoing professional development, and the day-to-day working conditions
of teachers. Teachers' futurity initiatives in this arena which hold
the greatest potential for meaningful change are, according to these
authors, most appropriately targeted in the following areas:
1. School-university partnerships, which simultaneously widen teachers'
learning networks andcollaboratively enable school improvement initiatives;
2. Collegial teacher learning and collaboration networks which
extend beyond the confines of the school and into new arenas, like
electronic learning consortiums;
3. The developments of an exacting set of professional standards
of practice which enable a self-regulated profession.
Conclusion
Highly visible, deep impact referenda and other sociopolitical
agendas, such as the Unz Initiative and the English Only Movement,
are examples of multifaceted external threats to the professional
volition and practice of ESL/bilingual teachers. A variety of demographic,
technological, political, and social trends must be monitored as potential
threats to appropriate educational practices for differential student/family
needs, and to programs that address those needs. Additionally, emergent
trends in the literature indicate that teachers as instructional leaders
and schools as venues for capturing public interest in and support
for education can benefit from capacity building, which better prepares
these schools and their faculties as potential advocates for students,
families, practices, and programs in bilingual/ESL education.
The generalist literature of education and advocacy
for children provides a useful basis for initial explorations of a
framework for professional advocacy in this arena of education. This
literature suggests promising and purposive components of such a framework,
including currency, defensibility, and futurity.
Currency as a component of an advocacy framework
suggests concern with the extent to which educators are sufficiently
current regarding trends and developments in the sociocultural and
sociopolitical environments of the school which may impact students,
families, or programming at the site level. At least three macrosocial
trends indicate the need for such currency, including: rapidly changing
student demographics, increasing classroom diversity, and contradictory
demands from parents and special interest groups.
Defensibility as a component of an advocacy framework
reflects the extent to which educators are capable of self-examination
and self-reflection on practice, collegial articulation of research
and theory based rationales behind that practice, and the reflective
development of a personal platform for best practice. One of the most
effectual preparations for defensibility of practice, one which effectively
integrates all three indicators of preparedness for defensibility,
is the teacher's development of a personal portfolioone which
documents the teacher's platform for best practice. Professional portfolios
may serve as advocacy tools in practice, a focus for collaboration
among school educators, or as an alternative to traditional evaluation
processes in those practice environments which demand experience with
cultural and linguistic diversity among students.
Futurity as a component of an advocacy framework
reflects the extent to which educators demonstrate the capacity to
step outside of their more traditional roles in professional practice.
In action for advocacy, educators engage in futurity in order to better
serve student/family needs, and to insure the long-term viability
of appropriate efforts to deliver needs-appropriate, culturally-relevant,
and student-centered practices and programs within the school. In
ESL/bilingual education settings, at least two forces of the external
environment of the school should be the focus of teachers' futurity
actions. First, deteriorating relationships between parents and schools
are increasingly prevalent and may be purposefully addressed through
meaningful, futurity-building actions including home visits and home
tutoring. Second, reforms in the teaching profession may be essential
to teachers' enhanced preparedness for increasing complexity and diversity
in professional practice.
Ultimately, research is needed that examines not
only the viability of these three advocacy components, but any additional
components appropriate to an emergent framework for advocacy in Bilingual/ESL
Education. The strongly indicated influence of complex contextual
factors in this realm of education seems to warrant initial research,
which is grounded in descriptive, qualitative perspectives of investigation.
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